DFX Intelligence

Data Factory

H•• D•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

H•• D•••

Advisor at C••••••• W••••• A•••••••• L••

ANTELOPE, CA | BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3cb8a0aa-150c-c3da-ef55-1e65bd74bf03

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• A•••••••• L••	Independent wealth	Dec 20, 2021	n/a	yes	BELLEVUE, WA\|ANTELOPE, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 28, 2016	Nov 19, 2021	no	BELMONT, CA\|SACRAMENTO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••••• W••••• A•••••••• L••	Nov 19, 2021	Dec 20, 2021	31	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Jan 5, 2016	Jan 28, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:6413:CA:2016-01-05	Jan 5, 2016	Jan 28, 2016	CARMICHAEL, CA	Firm change

Relationships

Registered with (4)

→ C••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Dec 20, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2016 to Nov 19, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 10, 2015 to Jan 5, 2016factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3cb8a0aa-150c-c3da-ef55-1e65bd74bf03
First observed: Dec 12, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.