DFX Intelligence

J•••••••• J• L•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor19 years in industry

J•••••••• J• L•••

Advisor at C••••• P••••••• L••

NEW YORK, NY | RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Sep 4, 2026	n/a	yes	NEW YORK, NY\|RESTON, VA	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Mar 5, 2026	Apr 2, 2026	no	RESTON, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	C••••• P••••••• L••	Apr 2, 2026	Sep 4, 2026	155	Firm change	Ibd to RIA
M••••• G••••• A••••••• I•••	P••• A••••• S••••••••• L••	Mar 18, 2016	Aug 8, 2016

Relationships

Registered with (6)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 5, 2026 to Apr 2, 2026factForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Jun 25, 2013 to Mar 18, 2016factForm ADV
→ M•• S••••••••• I•••Registered adviser

Dated events

Order

Occurred
2 Apr 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 26, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.