DFX Intelligence

B•••• A••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst38 years in industry

B•••• A••••• M••••••

Advisor at P••••••••

ENGLEWOOD, NJ | Conshohocken, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3cca1c4a-2ca9-4674-ad17-115fce2fb99c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 25, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Jun 5, 2026	n/a	yes	Conshohocken, PA\|ENGLEWOOD, NJ	Current employment
M••• C•••• C•••••• A•••••••• L••	Former SEC adviser	Feb 7, 2011	Jun 1, 2026	no	PITTSBURGH, PA\|Pittsburgh, PA\|CONSHOHOCKEN, PA\|Pittsburgh, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• C•••• C•••••• A•••••••• L••	P••••••••	Jun 1, 2026	Jun 5, 2026	4	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
141470:151736:PA:2026-06-01	Jun 1, 2026	Jun 5, 2026	PITTSBURGH, PA	Firm change

Relationships

Registered with (2)

→ P••••••••Registered adviserregistration: current employment
Jun 5, 2026 to presentfactForm ADV
→ M••• C•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2011 to Jun 1, 2026factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3cca1c4a-2ca9-4674-ad17-115fce2fb99c
First observed: Feb 7, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.