DFX Intelligence

M••• C•••• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 10b 100b

M••• C•••• C•••••• A•••••••• L••

CRD 141470

CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:bbb04eb4-f330-75e1-0c25-30aaa12a806f

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 43
Dated events: 31
On other graphs: 3
Observed: Mar 21, 2012 to Mar 31, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••• C•••• C•••••• A•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

M••• C•••• C•••••• A•••••••• L••

Capital provider to sponsors · shared crd

Allocatorsidentity

M••• C•••• C•••••• A•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $10B••• Locked
Discretionary RAUM: $10B
Private client RAUM: $7.2Bderived••• Locked
Private client share: 69%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 42
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••• C•••• E••••••• I••••• F•••	Hedge Fund	$356M	Mar 29, 2024	219	Mar 29, 2022	reported	021-385518
M••• M••••• F•••• L•	Other Private Fund	$192M	Mar 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J•••• J•••••	CHIEF COMPLIANCE OFFICER	Na	yes	04/2022	May 3, 2022	Mar 29, 2024
C••••• M••••••• W•••••	CHIEF INVESTMENT OFFICER	Na	yes	09/2020	Mar 31, 2023	Mar 29, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Pittsburgh	Pa	United States	2	no
Naples	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	24	-24	n/a	0	0	0	1	24

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$10B	$9.2B	14.2%	$7.9B	9.9%	42	46	2	2

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P••••••••	23	Jun 1, 2026	Sep 10, 2026	CONSHOHOCKEN, PA	Firm absorbed	RIA to RIA	95.8%

Relationships

Advises (4)

→ M••• M••••• F•••• L•Private fundOther Private Fund, IA
Mar 21, 2012 to presentfactForm ADV
→ M••• C•••• P•••••• E••••• F••• V• L•••Private fundPrivate Equity Fund, IA
Mar 13, 2019 to presentfactForm ADV
→ M••• C•••• P•••••• E••••• I•• L•Private fundPrivate Equity Fund, IA
Mar 22, 2017 to presentfactForm ADV
→ M••• C•••• E••••••• I••••• F•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 1, 2026
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
23 advisors
Occurred
Jun 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbb04eb4-f330-75e1-0c25-30aaa12a806f
First observed: Mar 21, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.