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RIA / WealthAdvisor25 years in industry

JOSEPHINE LASPINA TROTTA

Advisor at CWM, LLC

Mayfield Height, OH | OMAHA, NE

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Search this name across graphsid dfx:ria:3cd87b16-aa18-7040-647b-e9f363744935

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 30, 2001
First registration: Nov 16, 2001
Dual registered: no
Other names: JOSEPHINE LA SPINA TROTTA
IAPD individual key: 4371755

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Feb 4, 2026	n/a	yes	OMAHA, NE\|Mayfield Height, OH	Current employment
PATHFINDER WEALTH ADVISORS LLC	Former SEC adviser	Oct 22, 2015	Jun 11, 2026	no	Independence, OH\|MAYFIELD HEIGHTS, OH	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 11, 2011	May 5, 2015	no	DUBLIN, OH\|BEACHWOOD, OH	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Aug 13, 2010	Aug 2, 2011	no	FAIRLAWN, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 29, 2009	Dec 31, 2010	no	SAN DIEGO, CA\|BEACHWOOD, OH\|BEACHWOOD, OH\|AKRON, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 5, 2004	May 26, 2009	no	PEPPER PIKE, OH\|PEPPER PIKE, OH\|PEPPER PIKE, OH\|BEACHWOOD, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 16, 2001	Nov 10, 2004	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PATHFINDER WEALTH ADVISORS LLC	CWM, LLC	Jun 11, 2026	Feb 4, 2026	-127	Firm change after gap	RIA to ibd
ADVICE AND PLANNING SERVICES	PATHFINDER WEALTH ADVISORS LLC	May 5, 2015	Oct 22, 2015	170	Firm change	Other
STRATOS WEALTH PARTNERS, LTD	ADVICE AND PLANNING SERVICES	Aug 2, 2011	Aug 11, 2011	9	Firm change	Other
LPL FINANCIAL LLC	STRATOS WEALTH PARTNERS, LTD	Dec 31, 2010	Aug 13, 2010	-140	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	May 26, 2009	May 29, 2009	3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Nov 10, 2004	Nov 5, 2004	-5	Firm change	Wirehouse to wirehouse

Relationships

Registered with (7)

→ CWM, LLCRegistered adviserregistration: current employment
Feb 4, 2026 to presentfactForm ADV
→ PATHFINDER WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Oct 22, 2015 to Jun 11, 2026factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 11, 2011 to May 5, 2015factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Aug 13, 2010 to Aug 2, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 29, 2009 to Dec 31, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 5, 2004 to May 26, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 16, 2001 to Nov 10, 2004factForm ADV

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
Josephine Laspina Trotta left Pathfinder Wealth Advisors Llc for Cwm, Llc (registered 2026-02-04)
Form ADVobserved 4 days ago