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Advisor at TL PRIVATE WEALTH
SOUTHLAKE, TX | Celina, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TL PRIVATE WEALTH | Independent wealth | Oct 17, 2018 | n/a | yes | SOUTHLAKE, TX|Celina, TX | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jan 21, 2014 | Oct 30, 2018 | no | PLANO, TX|FORT WORTH, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jan 21, 2014 | Oct 30, 2018 | no | PLANO, TX|Westlake, TX|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 30, 2018 | Jan 21, 2014 | -1,743 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Oct 30, 2018 | Jan 21, 2014 | -1,743 | Bulk transfer | Other |