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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MCHAM TAYLOR & CO.

MCHAM TAYLOR & CO., INC., CRD 155378

SPARTANBURG, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ce16f7d-e5f9-2e50-8f1d-aefc6e4f646a

Data as of Sep 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 23, 2011 to Sep 28, 2018
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $152MItem 5.F on the latest filing (2018-09-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $124M
Private client RAUM: $150MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 134
Individual clients: 73
High net worth clients: 59
SEC number: 801-72073
CRD: 155378
Filings on the tape: 15
First filed: Nov 23, 2011
Latest filed: Sep 28, 2018
Organised: Corporation, South Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCHAM, GARY, SANFORD	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	09/2010	Nov 23, 2011	Sep 28, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Dec 1, 2017	$152M	$124M	4	3	0	n/a	n/a
2016	Jan 19, 2017	$143M	$100M	4	2	n/a	n/a	n/a
2015	Dec 17, 2015	$150M	$81.0M	3	2	n/a	n/a	n/a
2014	Dec 19, 2014	$142M	$9.6M	3	2	n/a	n/a	n/a
2013	Jan 3, 2014	$129M	$9.2M	3	2	n/a	n/a	n/a
2012	Dec 18, 2012	$114M	$2.1M	3	2	n/a	n/a	n/a
2011	Jan 18, 2012	$114M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$152M	$143M	6.1%	$142M	2.2%	1	4	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MTM INVESTMENT MANAGEMENT, LLC	2	Sep 24, 2018	Sep 28, 2018	SPARTANBURG, SC	Team lift out	RIA to new firm	100.0%

Relationships

Controls (1)

← MCHAM, GARY, SANFORDOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 23, 2011 to presentfactForm ADV

Moved with (1)

→ MTM INVESTMENT MANAGEMENT, LLCRegistered adviser2 advisors, team lift out
Sep 24, 2018 to Sep 28, 2018factForm ADV

Registered with (2)

← DAVID CORDELL TAYLORAdvisorregistration: previous registration
Mar 29, 2011 to Sep 28, 2018factForm ADV
← JOHN PENDLETON MOOREAdvisorregistration: previous registration
Jan 27, 2017 to Sep 24, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ce16f7d-e5f9-2e50-8f1d-aefc6e4f646a
First observed: Nov 23, 2011
Last observed: Sep 28, 2018 97 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCHAM TAYLOR & CO.

MCHAM TAYLOR & CO., INC., CRD 155378

SPARTANBURG, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ce16f7d-e5f9-2e50-8f1d-aefc6e4f646a

Data as of Sep 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCHAM, GARY, SANFORD

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

09/2010

Nov 23, 2011

Sep 28, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Dec 1, 2017

$152M

$124M

n/a

2016

Jan 19, 2017

$143M

$100M

n/a

2015

Dec 17, 2015

$150M

$81.0M

n/a

2014

Dec 19, 2014

$142M

$9.6M

n/a

2013

Jan 3, 2014

$129M

$9.2M

n/a

2012

Dec 18, 2012

$114M

$2.1M

n/a

2011

Jan 18, 2012

$114M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$152M

$143M

6.1%

$142M

2.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MTM INVESTMENT MANAGEMENT, LLC

Sep 24, 2018

Sep 28, 2018

SPARTANBURG, SC

Team lift out

RIA to new firm

100.0%