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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MTM INVESTMENT MANAGEMENT, LLC

CRD 297500

SPARTANBURG, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba3a7dcc-a9d3-9989-62c0-e02611ac25dc

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jun 20, 2018 to Jul 7, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $678MItem 5.F on the latest filing (2026-07-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $639M
Private client RAUM: $658MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $136Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,033
Individual clients: 176
High net worth clients: 238
SEC number: 801-113650
CRD: 297500
Filings on the tape: 17
First filed: Jun 20, 2018
Latest filed: Jul 7, 2026
Organised: Limited Liability Company, SC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN PENDLETON MOORE	n/a	SPARTANBURG, SC	7	18	1	no
DAVID CORDELL TAYLOR	Certified Financial Planner	SPARTANBURG, SC	7	27	3	no
JAMES VAN BURCHFIELD	n/a	SPARTANBURG, SC	6	42	2	no
JOSEPH HOLMES TOWSON	n/a	SPARTANBURG, SC	6	46	2	no
CHRISTOPHER QUINN SANTORO	n/a	SPARTANBURG, SC	4	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D.C. TAYLOR & CO., LLC	Owner	D	yes	05/2018	Oct 24, 2018	Mar 15, 2024
MOORE CAPITAL, LLC	Owner	D	yes	05/2018	Oct 24, 2018	Mar 15, 2024
MOORE, JOHN, PENDLETON	CHIEF COMPLIANCE OFFICER, PRESIDENT	Na	yes	05/2018	Jun 20, 2018	Mar 15, 2024
TAYLOR, DAVID, CORDELL	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	Na	yes	05/2018	Jun 20, 2018	Mar 15, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$678M	$639M	8	5	n/a	n/a
2024	Mar 12, 2025	$621M	$569M	8	5	n/a	n/a
2023	Mar 15, 2024	$525M	$473M	9	5	n/a	n/a
2022	Mar 22, 2023	$451M	$401M	8	5	n/a	n/a
2021	Mar 11, 2022	$478M	$426M	6	4	n/a	n/a
2020	Feb 25, 2021	$432M	$382M	6	4	n/a	n/a
2019	Feb 19, 2020	$196M	$160M	3	2	n/a	n/a
2018	Feb 1, 2019	$162M	$129M	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$678M	$621M	9.1%	$451M	14.5%	8	8	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MCHAM TAYLOR & CO.	2	Sep 24, 2018	Sep 28, 2018	SPARTANBURG, SC	Team lift out	RIA to new firm	100.0%

Relationships

Registered with (5)

← CHRISTOPHER QUINN SANTOROAdvisorregistration: current employment
Apr 6, 2022 to presentfactForm ADV
← JOSEPH HOLMES TOWSONAdvisorregistration: current employment
Jul 2, 2020 to presentfactForm ADV
← JAMES VAN BURCHFIELDAdvisorregistration: current employment
Apr 2, 2020 to presentfactForm ADV
← DAVID CORDELL TAYLORAdvisorregistration: current employment
Sep 28, 2018 to presentfactForm ADV
← JOHN PENDLETON MOOREAdvisorregistration: current employment
Sep 27, 2018 to presentfactForm ADV

Controls (4)

← TAYLOR, DAVID, CORDELLOwnerCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 20, 2018 to Mar 15, 2024factForm ADV
← MOORE, JOHN, PENDLETONOwnerCHIEF COMPLIANCE OFFICER, PRESIDENT, ownership code NA, individual
Jun 20, 2018 to Mar 15, 2024factForm ADV
← D.C. TAYLOR & CO., LLCOwnerOWNER, ownership code D, domestic entity
Oct 24, 2018 to Mar 15, 2024factForm ADV
← MOORE CAPITAL, LLCOwnerOWNER, ownership code D, domestic entity
Oct 24, 2018 to Mar 15, 2024factForm ADV

Moved with (1)

← MCHAM TAYLOR & CO.Registered adviser2 advisors, team lift out
Sep 24, 2018 to Sep 28, 2018factForm ADV

Dated events

Occurred
Feb 25, 2021
Regulatory AUM changed
Mtm Investment Management, Llc reported RAUM $432.0M, up 49% from $290.7M (2020-06-10 to 2021-02-25)
Form ADVobserved 4 days ago
$141M
Occurred
Jun 20, 2018
First Form ADV filing
Mtm Investment Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba3a7dcc-a9d3-9989-62c0-e02611ac25dc
First observed: Jun 20, 2018
Last observed: Jul 7, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MTM INVESTMENT MANAGEMENT, LLC

CRD 297500

SPARTANBURG, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba3a7dcc-a9d3-9989-62c0-e02611ac25dc

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN PENDLETON MOORE

n/a

SPARTANBURG, SC

DAVID CORDELL TAYLOR

Certified Financial Planner

SPARTANBURG, SC

JAMES VAN BURCHFIELD

n/a

SPARTANBURG, SC

JOSEPH HOLMES TOWSON

n/a

SPARTANBURG, SC

CHRISTOPHER QUINN SANTORO

n/a

SPARTANBURG, SC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

D.C. TAYLOR & CO., LLC

Owner

yes

05/2018

Oct 24, 2018

Mar 15, 2024

MOORE CAPITAL, LLC

Owner

yes

05/2018

Oct 24, 2018

Mar 15, 2024

MOORE, JOHN, PENDLETON

CHIEF COMPLIANCE OFFICER, PRESIDENT

yes

05/2018

Jun 20, 2018

Mar 15, 2024

TAYLOR, DAVID, CORDELL

CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER

yes

05/2018

Jun 20, 2018

Mar 15, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$678M

$639M

n/a

2024

Mar 12, 2025

$621M

$569M

n/a

2023

Mar 15, 2024

$525M

$473M

n/a

2022

Mar 22, 2023

$451M

$401M

n/a

2021

Mar 11, 2022

$478M

$426M

n/a

2020

Feb 25, 2021

$432M

$382M

n/a

2019

Feb 19, 2020

$196M

$160M

n/a

2018

Feb 1, 2019

$162M

$129M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$678M

$621M

9.1%

$451M

14.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MCHAM TAYLOR & CO.

Sep 24, 2018

Sep 28, 2018

SPARTANBURG, SC

Team lift out

RIA to new firm

100.0%