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Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
LaGrange, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Nov 25, 2025 | n/a | yes | LaGrange, GA | Current employment |
| D•••••• L••• S••••• L•• | Former SEC adviser | Jan 6, 2026 | Apr 3, 2026 | no | ROME, GA|ROME, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•••••• L••• S••••• L•• | n/a | Apr 3, 2026 | n/a | n/a | Departure no registered destination | Departure |
| D•••••• L••• S••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 31, 2025 | Nov 25, 2025 | -36 |
| D•••••• L••• S••••• L•• | Former SEC adviser | Dec 1, 2009 | Dec 31, 2025 | no | LAGRANGE, GA|ROME, GA|LAGRANGE, GA|ROME, GA|LAGRANGE, GA|LaGrange, GA | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Dec 15, 2006 | Dec 11, 2009 | no | Atlanta, GA|LA GRANGE, GA | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Oct 29, 2002 | Dec 31, 2006 | no | LAGRANGE, GA|LAGRANGE, GA | Previous registration |
| Bulk transfer |
| RIA to ibd |
| R•• C•••••• M••••••• L•• | D•••••• L••• S••••• L•• | Dec 11, 2009 | Dec 1, 2009 | -10 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | R•• C•••••• M••••••• L•• | Dec 31, 2006 | Dec 15, 2006 | -16 | Firm change | Other |