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Advisor at ADVICE AND PLANNING SERVICES
LATHAM, NY | Slingerlands, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Sep 26, 2022 | n/a | yes | LATHAM, NY|Slingerlands, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 9, 2018 | Sep 6, 2022 | no | ALBANY, NY | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Sep 22, 2016 | Aug 3, 2018 | no | CLIFTON PARK, NY|ALBANY, NY|ALBANY, NY|ALBANY, NY|STAMFORD, CT|SYRACUSE, NY|CLIFTON PARK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ADVICE AND PLANNING SERVICES | Sep 6, 2022 | Sep 26, 2022 | 20 | Firm change | Wirehouse to ibd |
| CITIZENS SECURITIES, INC. | WELLS FARGO ADVISORS | Aug 3, 2018 | Oct 9, 2018 | 67 | Firm change | Ibd to wirehouse |