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B•••• P•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

B•••• P•••••• T•••••

Advisor at S••••• V••••• W••••• G••••

CARLSBAD, CA

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Search this name across graphsid dfx:ria:3cf9cb97-11ef-a568-629c-b524094a90b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• V••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• V••••• W••••• G••••	Independent wealth	Jun 16, 2023	n/a	yes	CARLSBAD, CA	Current employment
N•••••••• A•••• M•••••••••	Independent wealth	Mar 5, 2020	Sep 22, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A•••• M•••••••••	S••••• V••••• W••••• G••••	Sep 22, 2023	Jun 16, 2023	-98	Firm change after gap	RIA to new firm
U••• I••••••••• S••••••• C••••••	N•••••••• A•••• M•••••••••	Mar 20, 2020

Relationships

Registered with (4)

→ S••••• V••••• W••••• G••••Registered adviserregistration: current employment
Jun 16, 2023 to presentfactForm ADV
→ N•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 5, 2020 to Sep 22, 2023factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Mar 20, 2020factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Sep 22, 2023
Advisor changed firm
B•••• P•••••• T••••• left N•••••••• A•••• M••••••••• for S••••• V••••• W••••• G•••• (registered 2023-06-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3cf9cb97-11ef-a568-629c-b524094a90b1
First observed: Feb 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.