DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
GREENVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 30, 2019 | n/a | yes | GREENVILLE, NC | Current employment |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Jan 14, 2015 | Apr 30, 2019 | no | RALEIGH, NC|Greenville, NC|Greenville, NC | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jul 5, 2012 | Jan 15, 2015 | no | AHOSKIE, NC|AYDEN, NC|GREENVILLE, NC|BAILEY, NC|ROCKY MOUNT, NC|CREEDMOOR, NC|HENDERSON, NC|HENDERSON, NC|WILSON, NC|NASHVILLE, NC|ROCKY MOUNT, NC|ROCKY MOUNT, NC|OXFORD, NC|ROCKY MOUNT, NC|SPRING HOPE, NC|ROCKY MOUNT, NC|ROCKY MOUNT, NC|ZEBULON, NC|MOREHEAD CITY, NC|AYDEN, NC|GOLDSBORO, NC|SWANSBORO, NC|GREENVILLE, NC|JACKSONVILLE, NC|KINSTON, NC|RICHLANDS, NC|GOLDSBORO, NC|NEW BERN, NC|GREENVILLE, NC|ROANOKE RAPIDS, NC|ROANOKE RAPIDS, NC|TARRBORO, NC|PINETOPS, NC|JACKSON, NC|MURFREESBORO, NC|RICH SQUARE, NC|WILLIAMSTON, NC|COLERAIN, NC|ENFIELD, NC|ROCKY MOUNT, NC | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Aug 6, 2009 | Jul 5, 2012 | no | GREENVILLE, NC|HERNDON, VA|GOLDSBORO, NC|GOLDSBORO, NC|GREENVILLE, NC|AYDEN, NC|FREMONT, NC|GOLDSBORO, NC|GREENVILLE, NC|GOLDSBORO, NC|CHARLOTTE, NC|GOLDSBORO, NC|GOLDSBORO, NC|GREENVILLE, NC|FREMONT, NC|AYDEN, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 23, 2007 | Feb 5, 2009 | no | GREENVILLE, NC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 22, 2007 | Mar 21, 2007 | no | RALEIGH, NC|GREENVILLE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | WELLS FARGO ADVISORS | Apr 30, 2019 | Apr 30, 2019 | 0 | Firm change | Ibd to wirehouse |
| PNC WEALTH MANAGEMENT | FIRST CITIZENS INVESTOR SERVICES, INC. | Jan 15, 2015 | Jan 14, 2015 | -1 | Firm change | Other |
| BB&T INVESTMENT SERVICES, INC. | PNC WEALTH MANAGEMENT | Jul 5, 2012 | Jul 5, 2012 | 0 | Firm change | Other |
| WELLS FARGO ADVISORS | BB&T INVESTMENT SERVICES, INC. | Feb 5, 2009 | Aug 6, 2009 | 182 | Firm change | Wirehouse to new firm |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Mar 21, 2007 | Mar 23, 2007 | 2 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 44430:19616:NC:2019-04-30 | Apr 30, 2019 | Apr 30, 2019 | GREENVILLE, NC | Firm change |