DFX Intelligence

C•••• A•• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C•••• A•• S•••••••••

Advisor at L•• F•••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:3cfbfc9c-19d1-9877-0d78-2bfd576655b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	DENVER, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 23, 2018	Oct 20, 2023	no	WESTMINSTER, CO\|Westminster, CO\|IOWA CITY, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••• F•••••••• G•••• I••	L•• F•••••••• L••	Aug 9, 2018	May 23, 2018	-78	Firm change after gap	RIA to RIA
C••••• A•••••• N••••••• L••	H•••• F•••••••• G•••• I••	May 30, 2018	Oct 29, 2013

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 23, 2018 to Oct 20, 2023factForm ADV
→ H•••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Oct 29, 2013 to Aug 9, 2018factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Oct 9, 2013 to May 30, 2018factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3cfbfc9c-19d1-9877-0d78-2bfd576655b3
First observed: Feb 17, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.