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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HINDS FINANCIAL GROUP INC

CRD 129971

LAKEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5287d12c-cf1d-dc62-7494-55317eb8c544

Data as of Dec 2, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: Dec 12, 2011 to Dec 2, 2025
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=9.0
Regulatory AUM: $537MItem 5.F on the latest filing (2025-12-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $526M
Private client RAUM: $537MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $89.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 629
Individual clients: 162
High net worth clients: 136
SEC number: 801-62684
CRD: 129971
Filings on the tape: 34
First filed: Dec 12, 2011
Latest filed: Dec 2, 2025
Organised: Corporation, CO
Website: cccandc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN CARTER DOWNING	n/a	LAKEWOOD, CO	20	45	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HINDS, CYNTHIA, KELLEY	SECRETARY/ADVISOR/PARTNER	C	yes	12/2003	Dec 12, 2011	Dec 11, 2024
KELLEY, JONATHAN, RUSSELL	PRESIDENT & CHIEF COMPLIANCE OFFICER	D	yes	12/2003	Dec 12, 2011	Dec 11, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Dec 11, 2024	$496M	$490M	8	4	1	n/a	n/a
2023	Nov 20, 2023	$421M	$414M	7	3	1	n/a	n/a
2022	Dec 19, 2022	$366M	$364M	8	4	1	n/a	n/a
2021	Dec 22, 2021	$399M	$398M	9	5	1	n/a	n/a
2020	Nov 24, 2020	$351M	$350M	14	10	1	n/a	n/a
2019	Dec 26, 2019	$347M	$345M	14	10	2	n/a	n/a
2018	Nov 29, 2018	$321M	$316M	12	9	2	n/a	n/a
2017	Dec 21, 2017	$295M	$281M	13	9	3	n/a	n/a
2016	Dec 23, 2016	$258M	$243M	13	9	n/a	n/a	n/a
2015	Dec 18, 2015	$244M	$242M	12	10	n/a	n/a	n/a
2014	Dec 24, 2014	$275M	$273M	13	13	n/a	n/a	n/a
2013	Dec 13, 2013	$236M	$234M	13	13	n/a	n/a	n/a
2012	Dec 12, 2012	$208M	$206M	10	7	n/a	n/a	n/a
2011	Dec 12, 2011	$171M	$168M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$537M	$421M	27.4%	$399M	10.4%	10	7	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GENEOS WEALTH MANAGEMENT, INC.	2	Aug 18, 2015	Aug 3, 2015	LAKEWOOD, CO	Team lift out	Other	18.2%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA ADVISOR NETWORKS LLC	2	Aug 5, 2015	Oct 29, 2009	CENTENNIAL, CO	Team lift out	Other	0.4%

Relationships

Registered with (13)

← KEITH EDWARD NICHOLSONAdvisorregistration: current employment
Dec 1, 2022 to presentfactForm ADV
← MARK EDWARD O`CONNORAdvisorregistration: current employment
Feb 9, 2015 to presentfactForm ADV
← CYNTHIA KELLEY HINDSAdvisorregistration: current employment
Jun 13, 2006 to presentfactForm ADV
← CRAIG STEPHEN CIARLELLIAdvisorregistration: current employment
Jun 7, 2006 to presentfactForm ADV
← JOHN CARTER DOWNINGAdvisorregistration: current employment
Jun 7, 2006 to presentfactForm ADV
← JONATHAN RUSSELL KELLEYAdvisorregistration: current employment
Nov 18, 2004 to presentfactForm ADV
← KEITH E CUSACKAdvisorregistration: previous registration
Jan 24, 2013 to Jul 20, 2022factForm ADV
← KELLY STECKLEINAdvisorregistration: previous registration
Jan 6, 2014 to Jul 14, 2020factForm ADV
← CAROL ANN SUTTERFIELDAdvisorregistration: previous registration
Oct 29, 2013 to Aug 9, 2018factForm ADV
← GUSTIN DELORAN FOX-SMITHAdvisorregistration: previous registration
Feb 9, 2015 to Sep 16, 2016factForm ADV
← PATRICK EDWARD NOLENAdvisorregistration: previous registration
Jun 7, 2006 to Aug 18, 2015factForm ADV
← TAYLOR NOLEN YIONOULISAdvisorregistration: previous registration
Oct 29, 2009 to Aug 18, 2015factForm ADV
← MATTHEW BRYAN DUPONAdvisorregistration: previous registration
May 12, 2010 to Dec 12, 2013factForm ADV

Controls (2)

← HINDS, CYNTHIA, KELLEYOwnerSECRETARY/ADVISOR/PARTNER, ownership code C, individual
Dec 12, 2011 to Dec 11, 2024factForm ADV
← KELLEY, JONATHAN, RUSSELLOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Dec 12, 2011 to Dec 11, 2024factForm ADV

Moved with (2)

→ GENEOS WEALTH MANAGEMENT, INC.Registered adviser2 advisors, team lift out, same day
Aug 18, 2015 to Aug 3, 2015factForm ADV
← CETERA ADVISOR NETWORKS LLCRegistered adviser2 advisors, team lift out, same day
Aug 5, 2015 to Oct 29, 2009factForm ADV

Dated events

Occurred
Jul 20, 2022
Advisor changed firm
Keith E Cusack left Hinds Financial Group Inc for Ameriprise Financial Services, Llc (registered 2022-07-01)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2021
Control person left
Lynn Sarah Budacki (Director Of Operations/Chief Compliance Officer) no longer on Schedule A of Hinds Financial Group Inc (listed 2020-11-24, absent 2021-06-28)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5287d12c-cf1d-dc62-7494-55317eb8c544
First observed: Dec 12, 2011
Last observed: Dec 2, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HINDS FINANCIAL GROUP INC

CRD 129971

LAKEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5287d12c-cf1d-dc62-7494-55317eb8c544

Data as of Dec 2, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN CARTER DOWNING

n/a

LAKEWOOD, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HINDS, CYNTHIA, KELLEY

SECRETARY/ADVISOR/PARTNER

yes

12/2003

Dec 12, 2011

Dec 11, 2024

KELLEY, JONATHAN, RUSSELL

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

12/2003

Dec 12, 2011

Dec 11, 2024

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Dec 11, 2024

$496M

$490M

n/a

2023

Nov 20, 2023

$421M

$414M

n/a

2022

Dec 19, 2022

$366M

$364M

n/a

2021

Dec 22, 2021

$399M

$398M

n/a

2020

Nov 24, 2020

$351M

$350M

n/a

2019

Dec 26, 2019

$347M

$345M

n/a

2018

Nov 29, 2018

$321M

$316M

n/a

2017

Dec 21, 2017

$295M

$281M

n/a

2016

Dec 23, 2016

$258M

$243M

n/a

2015

Dec 18, 2015

$244M

$242M

n/a

2014

Dec 24, 2014

$275M

$273M

n/a

2013

Dec 13, 2013

$236M

$234M

n/a

2012

Dec 12, 2012

$208M

$206M

n/a

2011

Dec 12, 2011

$171M

$168M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$537M

$421M

27.4%

$399M

10.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GENEOS WEALTH MANAGEMENT, INC.

Aug 18, 2015

Aug 3, 2015

LAKEWOOD, CO

Team lift out

Other

18.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA ADVISOR NETWORKS LLC

Aug 5, 2015

Oct 29, 2009

CENTENNIAL, CO

Team lift out

Other

0.4%