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N•••• K•• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

N•••• K•• R•••

Advisor at I••••••••• F•••••••• G••••• L••

San Diego, CA

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Search this name across graphsid dfx:ria:3cfef923-2c3f-69f3-35fe-25fc18e3fd26

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 27, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Feb 7, 2007	n/a	yes	San Diego, CA	Current employment
M••••••• R••• P•••••••••	I•••••••••_WEALTH	Aug 9, 2012	Sep 20, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• R••• P•••••••••	n/a	Sep 20, 2017	n/a	n/a	Departure no registered destination	Departure
M•• I•••••••• S•••••••• L••	I••••••••• F•••••••• G••••• L••	Feb 8, 2007	Feb 7, 2007

Relationships

Registered with (3)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Feb 7, 2007 to presentfactForm ADV
→ M••••••• R••• P•••••••••Registered adviserregistration: previous registration
Aug 9, 2012 to Sep 20, 2017factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 27, 1999 to Feb 8, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3cfef923-2c3f-69f3-35fe-25fc18e3fd26
First observed: May 27, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.