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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Edmond, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 25, 2022 | n/a | yes | Edmond, OK|Edmond, OK | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Aug 23, 2018 | Nov 25, 2022 | no | Edmond, OK|TULSA, OK|EDMOND, OK | Previous registration |
| SIGNAL RESEARCH GROUP LLC | State registered | Jan 3, 2017 | Jun 22, 2018 | no | Edmond, OK|EDMOND, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Nov 25, 2022 | Nov 25, 2022 | 0 | Firm change | Ibd to ibd |
| SIGNAL RESEARCH GROUP LLC | CETERA ADVISORS LLC | Jun 22, 2018 | Aug 23, 2018 | 62 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:134139:OK:2022-11-25 | Nov 25, 2022 | Nov 25, 2022 | EDMOND, OK | Firm change |