RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A•• M••••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 25, 2022 · Edmond, Ok
- C••••• A••••••• L•• formerAug 23, 2018 to Nov 25, 2022 · Edmond, Ok
- S••••• R••••••• G•••• L•• state registeredJan 3, 2017 to Jun 22, 2018 · Edmond, Ok
- C••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 25, 2022, registered Nov 25, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••• R••••••• G•••• L•• to C••••• A••••••• L••left Jun 22, 2018, registered Aug 23, 2018 (62 days) · Other
- J•••••• A•• M•••••••• left C••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-11-25)Nov 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address