DFX Intelligence

G•••• M••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

G•••• M••• H••••••

Advisor at W•••• F•••• A•••••••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:3d0ce8c3-cb2a-a5c6-ee96-f813bb143fe7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 30, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 24, 2024	n/a	yes	SCOTTSDALE, AZ	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 31, 2023	Jul 17, 2024	no	ST. LOUIS, MO\|SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• F•••••••• P••••••• S•••••••	W•••• F•••• A•••••••	Sep 28, 2015	Jan 31, 2023	2,682	Firm change after gap	Other

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 31, 2023 to Jul 17, 2024factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Feb 10, 2010 to Sep 28, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d0ce8c3-cb2a-a5c6-ee96-f813bb143fe7
First observed: Feb 10, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.