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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Gerardo Antonio Garza

Advisor at FARMERS ASSET MANAGEMENT, LLC

Laredo, TX

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Search this name across graphsid dfx:ria:3d15aad3-db56-8e96-8ae2-4fc306ef83f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FARMERS ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 16, 2021
First registration: Feb 19, 2010
Dual registered: yes, broker-dealer
Other names: GERARDO ANTONIO GARZA|JERRY GARZA|GERARDO A GARZA
IAPD individual key: 4592544

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FARMERS ASSET MANAGEMENT, LLC	State registered	Jul 31, 2026	n/a	yes	Laredo, TX	Current employment
MWA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Feb 13, 2024	Mar 18, 2025	no	Laredo, TX\|San Antonio, TX\|Laredo, TX	Previous registration
PORTFOLIO MEDICS, LLC	Independent wealth	Apr 27, 2022	Aug 16, 2023	no	Laredo, TX	Previous registration
QUEST CAPITAL STRATEGIES, INC.	Former SEC adviser	Feb 19, 2010	Oct 8, 2010	no	LAREDO, TX\|LAREDO, TX\|LAGUNA HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MWA FINANCIAL SERVICES, INC.	FARMERS ASSET MANAGEMENT, LLC	Mar 18, 2025	Jul 31, 2026	500	Firm change after gap	RIA to state RIA
PORTFOLIO MEDICS, LLC	MWA FINANCIAL SERVICES, INC.	Aug 16, 2023	Feb 13, 2024	181	Firm change	RIA to RIA
QUEST CAPITAL STRATEGIES, INC.	PORTFOLIO MEDICS, LLC	Oct 8, 2010	Apr 27, 2022	4,219	Firm change after gap	Other

Relationships

Registered with (4)

→ FARMERS ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ MWA FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 13, 2024 to Mar 18, 2025factForm ADV
→ PORTFOLIO MEDICS, LLCRegistered adviserregistration: previous registration
Apr 27, 2022 to Aug 16, 2023factForm ADV
→ QUEST CAPITAL STRATEGIES, INC.Registered adviserregistration: previous registration
Feb 19, 2010 to Oct 8, 2010factForm ADV

Dated events

Occurred
Mar 18, 2025
Advisor changed firm
Gerardo Antonio Garza left Mwa Financial Services, Inc. for Farmers Asset Management, Llc (registered 2026-07-31)
Form ADVobserved 4 days ago
Occurred
Aug 16, 2023
Advisor changed firm
Gerardo Antonio Garza left Portfolio Medics, Llc for Mwa Financial Services, Inc. (registered 2024-02-13)
Form ADVobserved 4 days ago