DFX Intelligence

N••••••• S•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst10 years in industry

N••••••• S•••••• D•••••••

Advisor at F••••• L••• W••••• M••••••••• L••

EAST AURORA, NY

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Search this name across graphsid dfx:ria:3d194946-190b-9c78-de66-75606467eda7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 7, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• L••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• L••• W••••• M••••••••• L••	State registered	Apr 21, 2026	n/a	yes	EAST AURORA, NY	Current employment
N••••••••• A••••••• I•••	Mixed wealth	Sep 7, 2021	Mar 25, 2026	no	AMHERST, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A••••••• I•••	F••••• L••• W••••• M••••••••• L••	Mar 25, 2026	Apr 21, 2026	27	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ F••••• L••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ N••••••••• A••••••• I•••Registered adviserregistration: previous registration
Sep 7, 2021 to Mar 25, 2026factForm ADV

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d194946-190b-9c78-de66-75606467eda7
First observed: Sep 7, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.