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CRD 104928
AMHERST, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Conner John Gyllenhammer | Chartered Financial Analyst | AMHERST, NY | 2 | 14 | n/a | no |
| CHARLES J. PERRILLO | Certified Financial Planner | AMHERST, NY | Mooresville, NC | 1 | 41 | n/a | no |
| KRISTOPHER ANTHONY HACKER | Chartered Financial Analyst | AMHERST, NY | LATHAM, NY | 1 | 15 | n/a | no |
| ADAM CHRISTOPHER NIEBANCK | Certified Financial Planner | Oneonta, NY | AMHERST, NY | 1 | 26 | n/a | no |
| Ericka N DeMars | Chartered Financial Analyst | AMHERST, NY | Latham, NY | 0 | 11 | n/a | no |
| Bret Valerio | Chartered Financial Analyst | AMHERST, NY | Woburn, MA | 0 | 13 | n/a | no |
| Sean Connor | Chartered Financial Analyst | AMHERST, NY | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COMMUNITY BANK N. A. | Shareholder | E | yes | 04/2000 | Sep 11, 2026 | Sep 11, 2026 |
| PERRILLO, CHARLES, J. | CEO OFFICER | Na | yes | 08/2026 | Sep 11, 2026 | Sep 11, 2026 |
| WOOD, PAUL, FRANCIS | President | Na | yes | 08/2026 | Sep 11, 2026 | Sep 11, 2026 |
| COMMUNITY BANK SYSTEMS, INC. | Shareholder | E | yes | 01/1992 | Mar 5, 2019 | Mar 29, 2024 |
| DIRIENZO, NICHOLAS, STEPHEN | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS | Na | yes | 11/2020 | Nov 12, 2020 | Mar 29, 2024 |
| QUEALY, THOMAS, STEPHEN | CHIEF EXECUTIVE OFFICER | Na | yes | 01/2004 | Mar 29, 2012 | Mar 29, 2024 |
| WHISTLER, LAWRENCE, VERNON | President | Na | no | 06/2006 | Mar 29, 2012 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ONEGROUP WEALTH PARTNERS, INC. | n/a | Independent wealth | $80.5M | N | yes | n/a |
| BENEFIT PLANS ADMINISTRATIVE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| BPAS ACTUARIAL AND PENSION SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| BPAS TRUST COMPANY OF PUERTO RICO | n/a | n/a | n/a | N | yes | n/a |
| BPAS, LLC / FRINGE BENEFITS | n/a | n/a | n/a | N | yes | n/a |
| COMMUNITY BANK N.A. | n/a | n/a | n/a | Y | yes | NY |
| COMMUNITY INVESTMENT SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| GLOBAL TRUST COMPANY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HAND BENEFITS & TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HAND SECURITIES, INC | n/a | n/a | n/a | N | yes | n/a |
| NORTHEAST RETIREMENT SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| ONEGROUP NY, INC. | n/a | n/a | n/a | N | yes | n/a |
| THE CARTA GROUP, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| PALM BEACH GARDENS | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $1.4B | $1.4B | 11 | 9 | 4 | n/a | n/a |
| 2024 | Apr 1, 2025 | $1.7B | $1.6B | 9 | 5 | 1 | n/a | n/a |
| 2023 | Mar 29, 2024 | $1.4B | $1.4B | 9 | 9 | 1 | n/a | n/a |
| 2022 | Mar 29, 2023 | $1.3B | $1.2B | 12 | 7 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.4B | $1.3B | 10 | 7 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $1.4B | $1.3B | 10 | 6 | 1 | n/a | n/a |
| 2019 | Mar 20, 2020 | $1.3B | $1.2B | 10 | 6 | 1 | n/a | n/a |
| 2018 | Mar 5, 2019 | $1.1B | $1.0B | 9 | 5 | 1 | n/a | n/a |
| 2017 | Mar 22, 2018 | $1.2B | $1.2B | 10 | 5 | 1 | n/a | n/a |
| 2016 | Mar 10, 2017 | $1.0B | $1.0B | 10 | 4 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $967M | $967M | 12 | 5 | n/a | n/a | n/a |
| 2014 | Feb 18, 2015 | $967M | $967M | 10 | 5 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $867M | $867M | 12 | 5 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $757M | $757M | 13 | 6 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $627M | $627M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 3 | -3 | 42.9% | 0 | 2 | 0 | 0 | 6 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.7B | -13.7% | $1.3B | 3.1% | 9 | 9 | 5 | 1 |