DFX Intelligence

J••• A••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J••• A••••• H••••••

Advisor at U••••• B•••••••• S••••••• I••

••• Locked

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Search this name across graphsid dfx:ria:3d1b0d65-7eda-f5dd-fa61-c35d7ad29d77

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 14, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• B•••••••• S••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• B•••••••• S••••••• I••	Bd affiliated wealth	Apr 30, 2026	n/a	yes	Raleigh, NC\|Durham, NC\|Rocky Mount, NC	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Jun 27, 2022	Dec 9, 2024	no	Raleigh, NC\|Raleigh, NC\|Raleigh, NC\|Raleigh, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	U••••• B•••••••• S••••••• I••	Dec 9, 2024	Apr 30, 2026	507	Firm change after gap	RIA to ibd
E••••• J••••	F•••• H•••••• A•••••••• I••	Nov 9, 2015	Sep 7, 2017

Relationships

Registered with (3)

→ U••••• B•••••••• S••••••• I••Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 27, 2022 to Dec 9, 2024factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 14, 2015 to Nov 9, 2015factForm ADV

Dated events

Occurred
Dec 9, 2024
Advisor changed firm
J••• A••••• H•••••• left F•••• H•••••• A•••••••• I•• for U••••• B•••••••• S••••••• I•• (registered 2026-04-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d1b0d65-7eda-f5dd-fa61-c35d7ad29d77
First observed: May 14, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.