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Advisor at CAPITAL CLIENT GROUP, INC.
Seattle, WA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Oct 21, 2025 | n/a | yes | LOS ANGELES, CA|Seattle, WA | Current employment |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Asset manager | Mar 7, 2023 | Sep 30, 2025 | no | Tempe, AZ|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | CAPITAL CLIENT GROUP, INC. | Sep 30, 2025 | Oct 21, 2025 | 21 | Firm change | Other |