DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

LAWRENCE EARLE EMMONS

Advisor at OSAIC WEALTH, INC.

HINSDALE, IL | OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d20c079-34b1-b9a3-0389-53b63ecd99b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Oct 17, 1991
First registration: Apr 10, 2000
Dual registered: yes, broker-dealer
Other names: LAWRENCE EARLE EMMONS
IAPD individual key: 1060109

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	OAKBROOK TERRACE, IL\|HINSDALE, IL	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	May 1, 2006	Jan 19, 2024	no	OAKBROOK TERRACE, IL\|HINSDALE, IL\|OAKBROOK TERRACE, IL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 1, 2005	May 3, 2006	no	OAKBROOK, IL\|DEERFIELD, IL\|NORTHBROOK, IL	Previous registration
MONY SECURITIES CORPORATION	n/a	Apr 10, 2000	Jun 1, 2005	no	OAKBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
EQUITABLE ADVISORS, LLC	WOODBURY FINANCIAL SERVICES, INC.	May 3, 2006	May 1, 2006	-2	Firm change	Other
MONY SECURITIES CORPORATION	EQUITABLE ADVISORS, LLC	Jun 1, 2005	Jun 1, 2005	0	Bulk transfer	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 1, 2006 to Jan 19, 2024factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 1, 2005 to May 3, 2006factForm ADV
→ MONY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 10, 2000 to Jun 1, 2005factForm ADV

Dated events

No dated event names this entity yet.