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Registered advisor

L••••••• E•••• E•••••

O•••• W•••••• I•••BD affiliatedHinsdale, Il dual registrantIAPD 1060109

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as L••••••• E•••• E•••••

At current firm

2 y

since Jan 19, 2024

In the industry

34 y

since Oct 17, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jan 19, 2024 · Oakbrook Terrace, Il
W••••••• F•••••••• S•••••••• I••• former
May 1, 2006 to Jan 19, 2024 · Oakbrook Terrace, Il
E•••••••• A•••••••• L•• national BD
Jun 1, 2005 to May 3, 2006 · Oakbrook, Il
M••• S••••••••• C••••••••• unclassified
Apr 10, 2000 to Jun 1, 2005 · Oakbrook, Il

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left May 3, 2006, registered May 1, 2006 (-2 days) · Other
M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••
left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address