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Advisor at LAZARI CAPITAL MANAGEMENT, INC.
BURBANK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAZARI CAPITAL MANAGEMENT, INC. | Independent wealth | Nov 13, 2018 | n/a | yes | BURBANK, CA | Current employment |
| OAKSHORE PARTNERS, LLC | Former SEC adviser | Dec 9, 2016 | Jun 21, 2017 | no | BEVERLY HILLS, CA | Previous registration |
| BEVERLY HILLS WEALTH MANAGEMENT, LLC | Former SEC adviser | May 27, 2015 | Oct 5, 2018 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 7, 2015 | no | BEVERLY HILLS, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jun 1, 2007 | Jun 1, 2009 | no | BEVERLY HILLS, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 8, 1997 | Jun 14, 2007 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BEVERLY HILLS WEALTH MANAGEMENT, LLC | OAKSHORE PARTNERS, LLC | Oct 5, 2018 | Dec 9, 2016 | -665 | Firm change after gap | Other |
| OAKSHORE PARTNERS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | Jun 21, 2017 | Nov 13, 2018 | 510 | Firm change after gap | Other |
| MORGAN STANLEY | BEVERLY HILLS WEALTH MANAGEMENT, LLC | May 7, 2015 | May 27, 2015 | 20 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY & CO. LLC | Jun 14, 2007 | Jun 1, 2007 | -13 | Firm change | Other |