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Advisor at LEVEL FOUR ADVISORY SERVICES
CLERMONT, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Dec 21, 2021 | n/a | yes | CLERMONT, FL | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 11, 2009 | Aug 14, 2012 | no | CLERMONT, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Dec 9, 2004 | Oct 10, 2009 | no | CLERMONT, FL|HEATHROW, FL|CLERMONT, FL|LONGWOOD, FL|LEESBURG, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 22, 1995 | Dec 6, 2004 | no | WINTER PARK, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LEVEL FOUR ADVISORY SERVICES | Aug 14, 2012 | Dec 21, 2021 | 3,416 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 10, 2009 | Sep 11, 2009 | -29 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Dec 6, 2004 | Dec 9, 2004 | 3 | Firm change | Other |