DFX Intelligence

M••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

M••• M••••

Advisor at S•••••••• A•••••••• L••

FORT WORTH, TX

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Search this name across graphsid dfx:ria:3d3a9f4a-f43a-8abe-ef95-ca5f7bdbdd4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••• L••	Bd affiliated wealth	Nov 25, 2024	n/a	yes	FORT WORTH, TX	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Nov 20, 2024	Nov 20, 2024	no	FORT WORTH, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• L••	S•••••••• A•••••••• L••	Nov 21, 2024	Nov 20, 2024	-1	Firm change	RIA to ibd

Relationships

Registered with (2)

→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 20, 2024 to Nov 20, 2024factForm ADV
→ W••••••• L••Registered adviserregistration: previous registration
Nov 19, 2020 to Nov 21, 2024factForm ADV

Dated events

Occurred
Nov 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d3a9f4a-f43a-8abe-ef95-ca5f7bdbdd4e
First observed: Nov 19, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.