W••••••• L••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$1.2B••• Locked

Discretionary RAUM

$677M

Private client RAUM

$1.0Bderived••• Locked

Private client share

89%derivedprivate client RAUM over total RAUM

Advisors on IAPD

14

RAUM per advisor

$83.4Mderived

• Occurred

  Sep 10, 2026
  Firm absorbed

  O•••••• C•••••• A•••••••• L••'s advisors moved to W••••••• L•• (Coppell, TX): 3 of 3 registered, on the same day

  Form ADVobserved 7 days ago
  3 advisors
• Occurred

  May 6, 2026
  Advisor changed firm

  Bryan Monks left W••••••• L•• for Mrm Financial Advisors, Llc (registered 2026-07-14)

  Form ADVobserved 7 days ago
• Occurred

  Jan 13, 2026
  Advisor changed firm

  Shane Christopher Miller left W••••••• L•• for Prime Capital Financial (registered 2026-04-01)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:677f70e4-2297-a3c9-7915-1888b04b0b70

First observed

Mar 26, 2012

Last observed

Sep 18, 2026 4 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.