DFX Intelligence

T•••• C••••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

T•••• C••••••••• S••••

Advisor at M••••••

Los Angeles, CA

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Search this name across graphsid dfx:ria:3d3b33d8-aad6-0101-9734-48eb3b1a7981

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 15, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	May 12, 2026	n/a	yes	Los Angeles, CA	Current employment
C••• L••	Bd affiliated wealth	Jan 21, 2025	Apr 6, 2026	no	OMAHA, NE\|Owasso, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	M••••••	Apr 6, 2026	May 12, 2026	36	Firm change	Ibd to ibd
P••••••••• A•••••••• L••	C••• L••	Jan 10, 2025	Jan 21, 2025

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
May 12, 2026 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Jan 21, 2025 to Apr 6, 2026factForm ADV
→ P••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 20, 2024 to Jan 10, 2025factForm ADV
→ A••••• W••••• M•••••••••

Dated events

Occurred
Apr 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d3b33d8-aad6-0101-9734-48eb3b1a7981
First observed: Sep 15, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.