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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ADVISORS FINANCIAL, INC.

CRD 144837

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d3c8a25-2a03-9b73-024b-ec80c0bfa03f

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Jun 30, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $321MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $321M
Private client RAUM: $316MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $64.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 723
Individual clients: 125
High net worth clients: 95
Custody, client assets: $125M
SEC number: 801-80263
CRD: 144837
Filings on the tape: 28
First filed: Mar 30, 2012
Latest filed: Jun 30, 2026
Organised: Corporation, VA
Website: advisorsfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
AMY CHRISTINE HOFFMAN	Certified Financial Planner	MCLEAN, VA	18	28	1	no
JOSEPH MASON VAN NAME	Certified Financial Planner	MCLEAN, VA	14	24	1	no
KAREN FISHER MONBORNE	Certified Financial Planner	MCLEAN, VA	8	15	n/a	no
DAVID CHRISTOPHER MULHEARN	n/a	MCLEAN, VA	6	11	n/a	no
Gordon Walford Daisley	n/a	MCLEAN, VA	2	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
VAN NAME, JOSEPH, MASON	PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER	E	yes	07/2007	Mar 30, 2012	Jul 15, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$321M	$321M	7	6	0	n/a	n/a
2024	Feb 20, 2025	$293M	$293M	8	7	0	n/a	n/a
2023	Mar 21, 2024	$265M	$265M	8	6	0	n/a	n/a
2022	Mar 2, 2023	$238M	$238M	9	6	0	n/a	n/a
2021	Mar 6, 2022	$257M	$257M	9	6	0	n/a	n/a
2020	Feb 10, 2021	$234M	$234M	8	6	0	n/a	n/a
2019	Mar 27, 2020	$213M	$213M	8	7	0	n/a	n/a
2018	Mar 21, 2019	$188M	$188M	7	5	0	n/a	n/a
2017	Mar 21, 2018	$174M	$174M	4	4	0	n/a	n/a
2016	Mar 7, 2017	$109M	$108M	9	4	n/a	n/a	n/a
2015	Mar 28, 2016	$104M	$104M	5	3	n/a	n/a	n/a
2014	Mar 27, 2015	$110M	$110M	6	6	n/a	n/a	n/a
2011	Mar 30, 2012	$67.8M	$67.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$321M	$293M	9.8%	$238M	10.5%	7	8	0	0

Relationships

Registered with (5)

← Gordon Walford DaisleyAdvisorregistration: current employment
Aug 8, 2024 to presentfactForm ADV
← DAVID CHRISTOPHER MULHEARNAdvisorregistration: current employment
Oct 3, 2019 to presentfactForm ADV
← KAREN FISHER MONBORNEAdvisorregistration: current employment
Aug 31, 2018 to presentfactForm ADV
← JOSEPH MASON VAN NAMEAdvisorregistration: current employment
Dec 23, 2011 to presentfactForm ADV
← AMY CHRISTINE HOFFMANAdvisorregistration: current employment
May 1, 2008 to presentfactForm ADV

Controls (1)

← VAN NAME, JOSEPH, MASONOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to Jul 15, 2024factForm ADV

Dated events

Occurred
Aug 21, 2014
First Form ADV filing
Advisors Financial, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d3c8a25-2a03-9b73-024b-ec80c0bfa03f
First observed: Mar 30, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADVISORS FINANCIAL, INC.

CRD 144837

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d3c8a25-2a03-9b73-024b-ec80c0bfa03f

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

AMY CHRISTINE HOFFMAN

Certified Financial Planner

MCLEAN, VA

JOSEPH MASON VAN NAME

Certified Financial Planner

MCLEAN, VA

KAREN FISHER MONBORNE

Certified Financial Planner

MCLEAN, VA

n/a

DAVID CHRISTOPHER MULHEARN

n/a

MCLEAN, VA

n/a

Gordon Walford Daisley

n/a

MCLEAN, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

VAN NAME, JOSEPH, MASON

PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER

yes

07/2007

Mar 30, 2012

Jul 15, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$321M

n/a

2024

Feb 20, 2025

$293M

n/a

2023

Mar 21, 2024

$265M

n/a

2022

Mar 2, 2023

$238M

n/a

2021

Mar 6, 2022

$257M

n/a

2020

Feb 10, 2021

$234M

n/a

2019

Mar 27, 2020

$213M

n/a

2018

Mar 21, 2019

$188M

n/a

2017

Mar 21, 2018

$174M

n/a

2016

Mar 7, 2017

$109M

$108M

n/a

2015

Mar 28, 2016

$104M

n/a

2014

Mar 27, 2015

$110M

n/a

2011

Mar 30, 2012

$67.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$321M

$293M

9.8%

$238M

10.5%