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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

KAITLYN FANAROFF

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

Bethesda, MD | Florham Park, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 12, 2016
First registration: Oct 14, 2016
Dual registered: yes, broker-dealer
Other names: KAITLYN FOLEY KELLEHER|Kaitlyn Kelleher|Kaitlyn Fanaroff|Kaitlyn F Fanaroff|Kaitlyn Foley Fanaroff
IAPD individual key: 6554381

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Dec 20, 2023	n/a	yes	Florham Park, NJ\|Bethesda, MD	Current employment
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	May 24, 2019	Dec 4, 2023	no	San Francisco, CA\|Washington, DC\|Washington, DC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 23, 2017	May 28, 2019	no	SAN FRANCISCO, CA\|PALO ALTO, CA\|WASHINGTON, DC\|WASHINGTON, DC\|PALO ALTO, CA	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Oct 14, 2016	May 18, 2017	no	Austin, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	ROCKEFELLER CAPITAL MANAGEMENT	Dec 4, 2023	Dec 20, 2023	16	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	May 28, 2019	May 24, 2019	-4	Firm change	Wirehouse to ibd
KESTRA ADVISORY SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 18, 2017	May 23, 2017	5	Firm change	Other

Relationships

Registered with (4)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Dec 20, 2023 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
May 24, 2019 to Dec 4, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 23, 2017 to May 28, 2019factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 14, 2016 to May 18, 2017factForm ADV

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
Kaitlyn Fanaroff left J.P. Morgan Private Wealth Advisors Llc for Rockefeller Capital Management (registered 2023-12-20)
Form ADVobserved 5 days ago