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Advisor at J. W. COLE ADVISORS, INC.
NEPTUNE BEACH, FL | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Mar 4, 2020 | n/a | yes | TAMPA, FL|NEPTUNE BEACH, FL | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Oct 2, 2002 | Mar 3, 2020 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|Middleburg, FL|Neptune Beach, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 7, 2001 | Sep 18, 2002 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | J. W. COLE ADVISORS, INC. | Mar 3, 2020 | Mar 4, 2020 | 1 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CUNA BROKERAGE SERVICES, INC. | Sep 18, 2002 | Oct 2, 2002 | 14 | Firm change | Other |