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Advisor at BLACK SWAN WEALTH MANAGEMENT
GLASTONBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLACK SWAN WEALTH MANAGEMENT | State registered | Jun 5, 2014 | n/a | yes | GLASTONBURY, CT | Current employment |
| 3D ASSET MANAGEMENT, INC. | Former SEC adviser | Feb 24, 2017 | Apr 3, 2017 | no | HARTFORD, CT | Previous registration |
| 3D ASSET MANAGEMENT, INC. | Former SEC adviser | Mar 1, 2006 | Jun 4, 2013 | no | EAST HARTFORD, CT | Previous registration |
| SYMMETRY PARTNERS | Independent wealth | Jun 3, 2004 | Feb 24, 2006 | no | GLASTONBURY, CT | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | Apr 22, 2002 | Dec 19, 2003 | no | GLASTONBURY , CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 3D ASSET MANAGEMENT, INC. | n/a | Apr 3, 2017 | n/a | n/a | Departure no registered destination | Departure |
| 3D ASSET MANAGEMENT, INC. | BLACK SWAN WEALTH MANAGEMENT | Jun 4, 2013 | Jun 5, 2014 | 366 | Firm change | Other |
| SYMMETRY PARTNERS | 3D ASSET MANAGEMENT, INC. | Feb 24, 2006 | Mar 1, 2006 | 5 | Firm change | Other |
| VERAVEST INVESTMENT ADVISORS, INC. | SYMMETRY PARTNERS | Dec 19, 2003 | Jun 3, 2004 | 167 | Firm change | Other |