DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Wayne Nmn Connors
Feed of 09/14/2026
Also filed as Wayne Connors
At current firm
12 y
since Jun 5, 2014
In the industry
36 y
since Sep 7, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Black Swan Wealth Management state registered currentsince Jun 5, 2014 · Glastonbury, Ct
- 3d Asset Management, Inc. formerFeb 24, 2017 to Apr 3, 2017 · Hartford, Ct
- 3d Asset Management, Inc. formerMar 1, 2006 to Jun 4, 2013 · East Hartford, Ct
- Symmetry Partners independent RIAJun 3, 2004 to Feb 24, 2006 · Glastonbury, Ct
- Veravest Investment Advisors, Inc. unclassifiedApr 22, 2002 to Dec 19, 2003 · Glastonbury , Ct
Moves
a registration end followed by a registration begin elsewhere
- 3d Asset Management, Inc. to no registered destinationleft Apr 3, 2017 · Departure, no registered destination
- 3d Asset Management, Inc. to Black Swan Wealth Managementleft Jun 4, 2013, registered Jun 5, 2014 (366 days) · Other
- Symmetry Partners to 3d Asset Management, Inc.left Feb 24, 2006, registered Mar 1, 2006 (5 days) · Other
- Veravest Investment Advisors, Inc. to Symmetry Partnersleft Dec 19, 2003, registered Jun 3, 2004 (167 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address