DFX Intelligence

1• S••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

1• S••• P••••••• L••

CRD 329288

CHICAGO, IL

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Search this name across graphsid dfx:ria:3d666664-a57b-04f6-1f3d-2ce247ec1e41

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 4
On other graphs: 2
Observed: Nov 21, 2023 to Mar 30, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

1• S••• P••••••• L••

Intermediary · key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

1• S••• P••••••• L••

Affiliate · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $704M••• Locked
Discretionary RAUM: $704M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
1•• S•••••• A•• S•••••••• C•••••• F••• I• L•	Real Estate Fund	$93.0M	Mar 30, 2026	20	Mar 30, 2019	reported	021-340655
1•• S•••••• A•• S•••••••• C•••••• F••• I•••• L•	Real Estate Fund	$79.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• J•••••• A•	Trustee	E	yes	02/2004	Mar 20, 2024	Mar 20, 2024
H••••••• L••••••• F•••••••	TRUSTEE [AND GRANTOR/SETTLOR]	E	yes	03/2013	Nov 21, 2023	Mar 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
1•• E••••••• M•••••• U• G• L••	n/a	n/a	n/a	Y	no	n/a
1•• E••••••• M•••••• U•• G• L••	n/a	n/a	n/a	Y	no	n/a
1•• E••••••• M•••••• U• G• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$704M	$564M	24.8%	n/a	n/a	13	8	0	0

Relationships

Advises (13)

→ 1•• E••••••• M•••••• U•• L•Private fundReal Estate Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ O• S•••••• L••Private fundReal Estate Fund, IA
Mar 30, 2019 to presentfactForm ADV
→ 1•• S•••••• A•• S•••••••• C•••••• F••• I•••• L•Private fundReal Estate Fund, IA
Mar 30, 2019 to presentfactForm ADV
→ 1•• S•••••• A•• S•••••••• C•••••• F••• I• L•

Dated events

Occurred
Mar 30, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 30, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$30.2M
Occurred
Mar 20, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 21, 2023
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d666664-a57b-04f6-1f3d-2ce247ec1e41
First observed: Nov 21, 2023
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.