DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
1• S••• P••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 21, 2023 · 7 filings
SEC status approved since Jan 2, 2024
RAUM
$704M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$704M as of Mar 30, 2026
Mar 20, 2024$634M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 20, 20240 then
Employees (5.A)13 as of Mar 30, 2026
Mar 20, 20247 then
Private funds13 as of Mar 30, 2026
Mar 20, 202412 then
RAUM +25% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $54.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$704M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1•• E••••••• M•••••• U• L• | Real Estate Fund | $70.4M | 4 | Mar 29, 2018 |
| 1•• E••••••• M•••••• U•• L• | Real Estate Fund | $70.3M | 4 | Mar 29, 2018 |
| 1•• S•••••• A•• S•••••••• C•••••• F••• I• L• | Real Estate Fund | $69.2M | 20 | Mar 30, 2019 |
| 1•• S•••••• A•• S•••••••• C•••••• F••• I•••• L• | Real Estate Fund | $66.7M | 4 | Mar 30, 2019 |
| 1•• E••••••• M•••••• U• L• | Real Estate Fund | $53.9M | 5 | Mar 30, 2020 |
| 1•• R••• E••••• S•••••• F••• L• | Real Estate Fund | $52.6M | 7 | Mar 31, 2017 |
| 1•• E•• P•••• I• S•••••• L• | Real Estate Fund | $38.7M | 2 | Mar 30, 2019 |
| 1•• E•• P•••• I• L• | Real Estate Fund | $36.0M | 2 | Apr 26, 2016 |
| 1•• E•• P•••• I•• L• | Real Estate Fund | $16.8M | 2 | Jun 27, 2022 |
| 1•• E•• P•••• I• L• | Real Estate Fund | $3.5M | 5 | Mar 30, 2012 |
| O• S•••••• L•• | Real Estate Fund | $2.9M | 2 | Mar 30, 2019 |
| M•• W••••• I••••• A•• G••••• F•••• L• | Real Estate Fund | $1.9M | 59 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• J•••••• A• · Trusteecontrolsince 02/2004 · owns 75% or more of J••••• A• B•••••• T•••• U•••• 0•••••••
- H••••••• L••••••• F••••••• · Trustee [And Grantor/Settlor]controlsince 03/2013 · owns 75% or more of L•••••• H•••••• R•••••••• T•••• D•••• 5••••••••
- K•••• M•••• K••••• · Membercontrolsince 11/2023 · owns 75% or more of M• C••••• L••
- B••••• S•••• · Chief Compliance Officersince 11/2023 · owns less than 5%
Entity owners
- L•••••• H•••••• R•••••••• T•••• D•••• 5•••••••• · Managing Partnerdirect · owns 75% or more
- J••••• A• B•••••• T•••• U•••• 0••••••• · Managing Partnerdirect · owns less than 5%
- M• C••••• L•• · Managing Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- 1•• E••••••• M•••••• U• G• L••pooled vehicle sponsory
- 1•• E••••••• M•••••• U•• G• L••pooled vehicle sponsory
- 1•• E••••••• M•••••• U• G• L••pooled vehicle sponsory
- 1•• E•• P•••• I• G• L••pooled vehicle sponsory
- 1•• E•• P•••• I• G• L••pooled vehicle sponsory
- 1•• E•• P•••• I•• L••pooled vehicle sponsory
- 1•• S••• I• G• L••pooled vehicle sponsory
- 1•• S•••••• F••• A••••••••• L••pooled vehicle sponsory
- M•••••• S••••• G•• L••pooled vehicle sponsory
- O•• S••••• I••••• A•• G•••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 6Oct 24, 2025 to Mar 30, 2026
- Pooled vehicle clients · 12 to 13Oct 24, 2025 to Mar 30, 2026
- Employees · 8 to 13Oct 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $564M to $704MOct 24, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $564M to $704MOct 24, 2025 to Mar 30, 2026
- RAUM · $564M to $704MOct 24, 2025 to Mar 30, 2026
- Accounts · 12 to 13Mar 20, 2024 to Mar 26, 2025
- Employees · 7 to 8Mar 20, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 26, 2025
- Private funds · 12 to 13Mar 20, 2024 to Mar 26, 2025
- Discretionary RAUM · $634M to $564MMar 20, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $634M to $564MMar 20, 2024 to Mar 26, 2025
- RAUM · $634M to $564MMar 20, 2024 to Mar 26, 2025
- Discretionary RAUM · $644M to $634MNov 21, 2023 to Feb 12, 2024
- Pooled vehicle RAUM · $644M to $634MNov 21, 2023 to Feb 12, 2024
- RAUM · $644M to $634MNov 21, 2023 to Feb 12, 2024
Signals
2 dated events
- A Joseph Barrett (Trustee) appeared on Schedule A of 1• S••• P••••••• L••Mar 20, 2024 · Control person joined · fact
- 1• S••• P••••••• L•• filed its initial SEC registration (Form ADV)Nov 21, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 1• S••• P••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/1seedpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- 1•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-847-0543reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
1• S••• P••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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