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RIA / WealthAdvisor20 years in industry

ESWAR C MENON

Advisor at EMPIRIC INSTITUTIONAL

Walnut Creek, CA | AUSTIN, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPIRIC INSTITUTIONAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Sep 28, 2005
First registration: Oct 4, 2005
Dual registered: no
Other names: ESWAR MENON|ESWAR MADHAVA MENON|ESWAR MENON|ESWAR C. MADHAVA-MENON
IAPD individual key: 2719660

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPIRIC INSTITUTIONAL	Mixed wealth	Aug 28, 2024	n/a	yes	AUSTIN, TX\|Walnut Creek, CA	Current employment
HARPER CAPITAL MANAGEMENT, LLC	n/a	Jan 11, 2019	Aug 27, 2024	no	Walnut Creek, CA	Previous registration
GENEVA ADVISORS, LLC	Former SEC adviser	Jan 2, 2014	Jul 21, 2017	no	SAN FRANCISCO, CA\|CHICAGO, IL	Previous registration
WHV INVESTMENTS, INC.	Former SEC adviser	Apr 1, 2010	Jul 29, 2016	no	SAN FRANCISCO, CA	Previous registration
DENAHI GLOBAL INVESTMENTS, LLC	n/a	Oct 4, 2005	Dec 31, 2008	no	SAN FRANCISCO, CA	Previous registration
DENAHI GLOBAL INVESTMENTS, LLC	n/a	Oct 4, 2005	Dec 31, 2005	no	WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARPER CAPITAL MANAGEMENT, LLC	EMPIRIC INSTITUTIONAL	Aug 27, 2024	Aug 28, 2024	1	Firm change	Other
GENEVA ADVISORS, LLC	HARPER CAPITAL MANAGEMENT, LLC	Jul 21, 2017	Jan 11, 2019	539	Firm change after gap	Other
WHV INVESTMENTS, INC.	GENEVA ADVISORS, LLC	Jul 29, 2016	Jan 2, 2014	-939	Firm change after gap	Other
DENAHI GLOBAL INVESTMENTS, LLC	WHV INVESTMENTS, INC.	Dec 31, 2008	Apr 1, 2010	456	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107214:121629:CA:2016-07-29	Jul 29, 2016	Jan 2, 2014	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (5)

→ EMPIRIC INSTITUTIONALRegistered adviserregistration: current employment
Aug 28, 2024 to presentfactForm ADV
→ HARPER CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 11, 2019 to Aug 27, 2024factForm ADV
→ GENEVA ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 2, 2014 to Jul 21, 2017factForm ADV
→ WHV INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 1, 2010 to Jul 29, 2016factForm ADV
→ DENAHI GLOBAL INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 4, 2005 to Dec 31, 2008factForm ADV

Dated events

Occurred
Aug 27, 2024
Advisor changed firm
Eswar C Menon left Harper Capital Management, Llc for Empiric Institutional (registered 2024-08-28)
Form ADVobserved 5 days ago