This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.42 fund_share=0.0 institutional_share=0.58 related_bd=true related_bank=false bd_reps=2.0

Regulatory AUM

$9.9MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$9.9M

Private client RAUM

$4.1MderivedItem 5.D individuals plus high net worth individuals

Private client share

42%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$3.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

12

High net worth clients

6

SEC number

801-77974

CRD

164683

Filings on the tape

20

First filed

Apr 12, 2013

Latest filed

Sep 9, 2026

Organised

Limited Liability Company, DE

Website

empiricinstitutional.com

• Occurred

  Aug 21, 2024
  Control person joined

  C Eswar Menon (Partner, Cio Fundamentals) appeared on Schedule A of Empiric Institutional

  Form ADVobserved 5 days ago
• Occurred

  Apr 12, 2013
  First Form ADV filing

  Empiric Institutional filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b13920ee-c0e0-92e2-4c98-c709cf2ba7d1

First observed

Apr 12, 2013

Last observed

Sep 9, 2026 11 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.