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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Martin Charles O'Shaughnessy

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

NORTH OAKS, MN | PHOENIX, AZ | STILLWATER, MN | MENDOTA HEIGHTS, MN

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Search this name across graphsid dfx:ria:3d6ce092-ef62-e22b-4e4b-1e8b45ab0863

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Dec 5, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 5, 2018
First registration: Dec 5, 2018
Dual registered: no
Other names: Martin O'Shaughnessy|Marty Charles O'Shaughnessy|MARTIN OSHAUGHNESSY
IAPD individual key: 7014969

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Aug 7, 2026	n/a	yes	PHOENIX, AZ\|NORTH OAKS, MN\|STILLWATER, MN\|MENDOTA HEIGHTS, MN	Current employment
CFG RETIREMENT	Independent wealth	Feb 23, 2025	Jul 27, 2026	no	EDINA, MN	Previous registration
BELPOINTE ASSET MANAGEMENT LLC	Independent wealth	Jun 7, 2024	Dec 19, 2024	no	RENO, NV\|Minneapolis, MN	Previous registration
DAI WEALTH, LLC	Independent wealth	Aug 4, 2023	Jun 6, 2024	no	ATLANTA, GA\|Mankato, MN	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Dec 5, 2018	Jun 13, 2023	no	Chicago, IL\|CONCORD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CFG RETIREMENT	FOUNDATIONS INVESTMENT ADVISORS LLC	Jul 27, 2026	Aug 7, 2026	11	Firm change	RIA to RIA
BELPOINTE ASSET MANAGEMENT LLC	CFG RETIREMENT	Dec 19, 2024	Feb 23, 2025	66	Firm change	RIA to RIA
DAI WEALTH, LLC	BELPOINTE ASSET MANAGEMENT LLC	Jun 6, 2024	Jun 7, 2024	1	Firm change	RIA to RIA
ASSETMARK, INC.	DAI WEALTH, LLC	Jun 13, 2023	Aug 4, 2023	52	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Aug 7, 2026 to presentfactForm ADV
→ CFG RETIREMENTRegistered adviserregistration: previous registration
Feb 23, 2025 to Jul 27, 2026factForm ADV
→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 7, 2024 to Dec 19, 2024factForm ADV
→ DAI WEALTH, LLCRegistered adviserregistration: previous registration
Aug 4, 2023 to Jun 6, 2024factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Dec 5, 2018 to Jun 13, 2023factForm ADV

Dated events

Occurred
Jul 27, 2026
Advisor changed firm
Martin Charles O'Shaughnessy left Cfg Retirement for Foundations Investment Advisors Llc (registered 2026-08-07)
Form ADVobserved 4 days ago
Occurred
Dec 19, 2024
Advisor changed firm
Martin Charles O'Shaughnessy left Belpointe Asset Management Llc for Cfg Retirement (registered 2025-02-23)
Form ADVobserved 4 days ago
Occurred
Jun 6, 2024
Advisor changed firm
Martin Charles O'Shaughnessy left Dai Wealth, Llc for Belpointe Asset Management Llc (registered 2024-06-07)
Form ADVobserved 4 days ago
Occurred
Jun 13, 2023
Advisor changed firm
Martin Charles O'Shaughnessy left Assetmark, Inc. for Dai Wealth, Llc (registered 2023-08-04)
Form ADVobserved 4 days ago