DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Martin Charles O'Shaughnessy

Foundations Investment Advisors LLCindependent RIANorth Oaks, Mn IA-onlyIAPD 7014969

Certified Financial Planner

Feed of 09/15/2026

Also filed as Martin O'Shaughnessy

At current firm

0 y

since Aug 7, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Foundations Investment Advisors LLC independent RIA current
since Aug 7, 2026 · Phoenix, Az
Cfg Retirement independent RIA
Feb 23, 2025 to Jul 27, 2026 · Edina, Mn
Belpointe Asset Management LLC independent RIA
Jun 7, 2024 to Dec 19, 2024 · Reno, Nv
Dai Wealth, LLC independent RIA
Aug 4, 2023 to Jun 6, 2024 · Atlanta, Ga
Assetmark, Inc. BD affiliated
Dec 5, 2018 to Jun 13, 2023 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Cfg Retirement to Foundations Investment Advisors LLC
left Jul 27, 2026, registered Aug 7, 2026 (11 days) · RIA to RIA
Belpointe Asset Management LLC to Cfg Retirement
left Dec 19, 2024, registered Feb 23, 2025 (66 days) · RIA to RIA
Dai Wealth, LLC to Belpointe Asset Management LLC
left Jun 6, 2024, registered Jun 7, 2024 (1 days) · RIA to RIA
Assetmark, Inc. to Dai Wealth, LLC
left Jun 13, 2023, registered Aug 4, 2023 (52 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Martin Charles O'Shaughnessy left Cfg Retirement for Foundations Investment Advisors Llc (registered 2026-08-07)
Jul 27, 2026 · Advisor changed firm · fact
Martin Charles O'Shaughnessy left Belpointe Asset Management Llc for Cfg Retirement (registered 2025-02-23)
Dec 19, 2024 · Advisor changed firm · fact
Martin Charles O'Shaughnessy left Dai Wealth, Llc for Belpointe Asset Management Llc (registered 2024-06-07)
Jun 6, 2024 · Advisor changed firm · fact
Martin Charles O'Shaughnessy left Assetmark, Inc. for Dai Wealth, Llc (registered 2023-08-04)
Jun 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address