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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

TAMMY ANN HOSPODAR

Advisor at CETERA INVESTMENT ADVISERS LLC

Valencia, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d714533-d234-1ad7-eb68-979d178e9b82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 10, 2008
First registration: Oct 13, 2008
Dual registered: yes, broker-dealer
Other names: TAMMY ANN KASA|TAMMY ANN HOSPODER|TAMMY ANN HASPODER|TAMMY KASA|TAMMY ANN MOLLGAARD
IAPD individual key: 1652799

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 2, 2026	n/a	yes	Valencia, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 3, 2023	Mar 5, 2026	no	VALENCIA, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 14, 2018	Nov 3, 2023	no	VALENCIA, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Oct 13, 2008	Sep 19, 2018	no	Studio City, CA\|Chatsworth, CA\|NORTHRIDGE, CA\|ENCINO, CA\|Studio City, CA\|PALMDALE, CA\|LANCASTER, CA\|SANTA CLARITA, CA\|SANTA CLARITA, CA\|STEVEN RANCH, CA\|BURBANK, CA\|SANTA CLARITA, CA\|SANTA CLARITA, CA\|PALMDALE, CA\|STEVEN RANCH, CA\|LANCASTER, CA\|VALENCIA, CA\|AGOURA HILLS, CA\|SANTA BARBARA, CA\|SANTA BARBARA, CA\|MONTECITO, CA\|LOS ANGELES, CA\|PASADENA, CA\|LOS ANGELES, CA\|WEST HOLLYWOOD, CA\|BURBANK, CA\|SHERMAN OAKS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	CETERA INVESTMENT ADVISERS LLC	Mar 5, 2026	Mar 2, 2026	-3	Firm change	Ibd to ibd
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	Ibd to ibd
U.S. BANCORP ADVISORS, LLC	FSC SECURITIES CORPORATION	Sep 19, 2018	Sep 14, 2018	-5	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:105644:CA:2026-03-05	Mar 5, 2026	Mar 2, 2026	VALENCIA, CA	Firm change

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 3, 2023 to Mar 5, 2026factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 14, 2018 to Nov 3, 2023factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 13, 2008 to Sep 19, 2018factForm ADV

Dated events

Occurred
Mar 5, 2026
Advisor changed firm
Tammy Ann Hospodar left Osaic Wealth, Inc. for Cetera Investment Advisers Llc (registered 2026-03-02)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d714533-d234-1ad7-eb68-979d178e9b82
First observed: Oct 13, 2008
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TAMMY ANN HOSPODAR

Advisor at CETERA INVESTMENT ADVISERS LLC

Valencia, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d714533-d234-1ad7-eb68-979d178e9b82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Mar 2, 2026

n/a

yes

Valencia, CA

Current employment

OSAIC WEALTH, INC.

Bd affiliated wealth

Nov 3, 2023

Mar 5, 2026

VALENCIA, CA

Previous registration

FSC SECURITIES CORPORATION

Former SEC adviser

Sep 14, 2018

Nov 3, 2023

VALENCIA, CA

Previous registration

U.S. BANCORP ADVISORS, LLC

Bd affiliated wealth

Oct 13, 2008

Sep 19, 2018

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

OSAIC WEALTH, INC.

CETERA INVESTMENT ADVISERS LLC

Mar 5, 2026

Mar 2, 2026

-3

Firm change

Ibd to ibd

FSC SECURITIES CORPORATION

OSAIC WEALTH, INC.

Nov 3, 2023

Bulk transfer

Ibd to ibd

U.S. BANCORP ADVISORS, LLC

FSC SECURITIES CORPORATION

Sep 19, 2018

Sep 14, 2018

-5

Firm change

Ibd to ibd

Team

Left

Joined

From

Kind

23131:105644:CA:2026-03-05

Mar 5, 2026

Mar 2, 2026

VALENCIA, CA

Firm change