This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

DIVERSIFY ADVISORY SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S66

First exam

Oct 3, 2015

First registration

Feb 23, 2016

Dual registered

yes, broker-dealer

Other names

JOSEPH FINNERTY

IAPD individual key

6512562

• Occurred

  Nov 13, 2024
  Advisor changed firm

  Joseph Thomas Finnerty left B. Riley Wealth Advisors, Inc. for Diversify Advisory Services, Llc (registered 2024-10-18)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3d752b92-0e80-ab3d-0a9b-6aa7f2b73cf7

First observed

Feb 23, 2016

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.