DFX Intelligence

W•••••• J•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

W•••••• J•••• S•••••

Advisor at L•• F•••••••• L••

NICHOLASVILLE, KY

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Search this name across graphsid dfx:ria:3d7855b7-4aad-4c89-aaad-ba958d620848

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 2, 2023	n/a	yes	NICHOLASVILLE, KY	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Aug 18, 2017	Jun 1, 2023	no	LEXINGTON, KY\|NICHOLASVILLE, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Jun 1, 2023	Jun 2, 2023	1	Firm change	Ibd to ibd
A••••••• A••••••• S•••••••	O•••• W•••••• I•••	Sep 15, 2017	Aug 18, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:KY:2023-06-01	Jun 1, 2023	Jun 2, 2023	NICHOLASVILLE, KY	Firm change
14869:23131:KY:2017-09-15	Sep 15, 2017	Aug 18, 2017	NICHOLASVILLE, KY	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 2, 2023 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Aug 18, 2017 to Jun 1, 2023factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jul 9, 2012 to Sep 15, 2017factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
Jun 1, 2023
Advisor changed firm
W•••••• J•••• S••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2023-06-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d7855b7-4aad-4c89-aaad-ba958d620848
First observed: Oct 28, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.