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Advisor at CAPITAL CLIENT GROUP, INC.
LOS ANGELES, CA | North Providence, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Aug 12, 2016 | n/a | yes | LOS ANGELES, CA|North Providence, RI | Current employment |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | May 1, 2010 | Mar 5, 2015 | no | MINNEAPOLIS, MN|NORTH PROVIDENCE, RI|BOSTON, MA | Previous registration |
| BOFA ADVISORS, LLC | Former SEC adviser | Feb 15, 2008 | May 1, 2010 | no | NORTH PROVIDENCE, RI|JOHNSTON, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | CAPITAL CLIENT GROUP, INC. | Mar 5, 2015 | Aug 12, 2016 | 526 | Firm change after gap | Other |
| BOFA ADVISORS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | May 1, 2010 | May 1, 2010 | 0 | Bulk transfer | Other |