DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Auburn Hills, MI | Commerce Twp, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 7, 2021 | n/a | yes | Auburn Hills, MI|Commerce Twp, MI | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 16, 2011 | Jan 7, 2021 | no | TROY, MI|NOVI, MI|TROY, MI | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | May 13, 2011 | Oct 24, 2011 | no | LIVONIA, MI|GREENWOOD VILLAGE, CO | Previous registration |
| HANTZ FINANCIAL SERVICES, INC. | Independent wealth | Apr 12, 2011 | Jun 10, 2011 | no | CLINTON TOWNSHIP, MI|SHELBY TOWNSHIP, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 7, 2021 | Jan 7, 2021 | 0 | Firm change | Ibd to ibd |
| CETERA ADVISORS LLC | OSAIC WEALTH, INC. | Oct 24, 2011 | Nov 16, 2011 | 23 | Firm change | Other |
| HANTZ FINANCIAL SERVICES, INC. | CETERA ADVISORS LLC | Jun 10, 2011 | May 13, 2011 | -28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6363:MI:2021-01-07 | Jan 7, 2021 | Jan 7, 2021 | TROY, MI | Firm change |