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Advisor at ROSE WEALTH, LLC
LUBBOCK, TX | LONGVIEW, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROSE WEALTH, LLC | State registered | Apr 11, 2025 | n/a | yes | LONGVIEW, TX|LUBBOCK, TX | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 30, 2023 | Dec 10, 2024 | no | TYLER, TX|Longview, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 23, 2018 | Nov 19, 2020 | no | LONGVIEW, TX|FRISCO, TX|PLANO, TX|SHERMAN, TX|FRISCO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | ROSE WEALTH, LLC | Dec 10, 2024 | Apr 11, 2025 | 122 | Firm change | Ibd to state RIA |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 19, 2020 | Aug 30, 2023 | 1,014 | Firm change after gap | Wirehouse to ibd |