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F•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

F•••••••• A•••••••

F•••••••• A••••••• LLC, CRD 305352

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:3dc6bfe8-f108-a76e-5b8f-b60614f8d516

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Mar 25, 2026 to Sep 9, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

F•••••••• A•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.17 fund_share=0.0 institutional_share=0.83 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $136MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $136M
Private client RAUM: $22.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 17%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• L•• T••••••	n/a	San Francisco, CA	6	19	1	no
K•••••••• C•••• E••••••	n/a	OAKLAND, CA	2	12

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$109M	$109M	2	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$136M	n/a	n/a	n/a	n/a	4	n/a	2	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••• A••••••• L••	2	Sep 18, 2019	Feb 28, 2024	PITTSFORD, NY	Team lift out	Other	66.7%

Relationships

Registered with (2)

← K•••••••• C•••• E••••••Advisorregistration: current employment
Feb 28, 2024 to presentfactForm ADV
← M••• LIS T••••••Advisorregistration: current employment
Sep 30, 2019 to presentfactForm ADV

Moved with (1)

← A••••• A••••••• L••Registered adviser2 advisors, team lift out, same day
Sep 18, 2019 to Feb 28, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3dc6bfe8-f108-a76e-5b8f-b60614f8d516
First observed: Mar 25, 2026
Last observed: Sep 9, 2026 13 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.