DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• A•••••••
Legal name F•••••••• A••••••• L••
Latest filing Sep 9, 2026
First filing on the tape Mar 25, 2026 · 4 filings
SEC status approved since Mar 19, 2026
RAUM
$136M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
17%
$22.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$67.9M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$136M as of Aug 3, 2026
Mar 25, 2026$109M then
HNW client RAUM$19.8M as of Aug 3, 2026
Mar 25, 2026$18.3M then
State-registered IARs (5.B.3)2 as of Aug 3, 2026
Mar 25, 20262 then
Employees (5.A)4 as of Aug 3, 2026
Mar 25, 20262 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $67.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 83%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$113M83%
- High-net-worth individuals$19.8M15%
- Individuals$3.1M2.3%
- Corporations and businesses$38,9920.0%
- Individual clients
- 7reported
- HNW clients
- 9reported
- Pension plan clients
- n/areported
- Charitable clients
- 25reported
- Accounts
- 102reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.17 fund_share=0.0 institutional_share=0.83 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• L•• T•••••• | San Francisco, Ca | Sep 30, 2019 | 19 y | 1 |
| K•••••••• C•••• E•••••• | Oakland, Ca | Feb 28, 2024 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••••••• C•••• E•••••• from A••••• A••••••• L••Feb 28, 2024 · Other
- M••• L•• T•••••• from A••••• A••••••• L••Sep 30, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••• A••••••• L••Sep 18, 2019 · Pittsford, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Aug 3, 2026 to Sep 9, 2026
- Related adviser · false to unsetAug 3, 2026 to Sep 9, 2026
- Related bank · false to unsetAug 3, 2026 to Sep 9, 2026
- Related broker-dealer · false to unsetAug 3, 2026 to Sep 9, 2026
- Related insurance company · false to unsetAug 3, 2026 to Sep 9, 2026
- Succession · false to unsetAug 3, 2026 to Sep 9, 2026
- Accounts · 86 to 102Jul 8, 2026 to Aug 3, 2026
- Charity clients · 20 to 25Jul 8, 2026 to Aug 3, 2026
- Individual clients · 6 to 7Jul 8, 2026 to Aug 3, 2026
- Assets in custody · $374,562 to $0Jul 8, 2026 to Aug 3, 2026
- Custody of client assets · true to falseJul 8, 2026 to Aug 3, 2026
- Employees · 2 to 4Jul 8, 2026 to Aug 3, 2026
- Discretionary RAUM · $109M to $136MJul 8, 2026 to Aug 3, 2026
- HNW RAUM · $18.3M to $19.8MJul 8, 2026 to Aug 3, 2026
- Individual RAUM · $2.8M to $3.1MJul 8, 2026 to Aug 3, 2026
- RAUM · $109M to $136MJul 8, 2026 to Aug 3, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fairlightadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fairlightadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 844-309-6248reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026