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RIA / WealthAdvisor13 years in industry

April Cardoza

Advisor at ASHTON THOMAS PRIVATE WEALTH

HELENA, MT

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Search this name across graphsid dfx:ria:3dcdb65b-d83b-8c00-33ba-42da7f49254d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASHTON THOMAS PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 17, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 17, 2013
First registration: Jan 23, 2013
Dual registered: no
Other names: APRIL M MARYSE|APRIL M CARDOZA
IAPD individual key: 6032234

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	Nov 29, 2023	n/a	yes	HELENA, MT	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Feb 28, 2023	Dec 4, 2023	no	HELENA, MT	Previous registration
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	Nov 14, 2022	Mar 8, 2023	no	Helena, MT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 19, 2014	Nov 15, 2021	no	NEWPORT BEACH, CA\|RANCHO MIRAGE, CA\|LAGUNA BEACH, CA\|PALM DESERT, CA\|BOISE, ID\|HELENA, MT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 23, 2013	May 27, 2014	no	INDIAN WELLS, CA\|TEMECULA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	ASHTON THOMAS PRIVATE WEALTH	Dec 4, 2023	Nov 29, 2023	-5	Firm change	RIA to RIA
ASHTON THOMAS PRIVATE WEALTH	D.A. DAVIDSON & CO.	Mar 8, 2023	Feb 28, 2023	-8	Firm change	RIA to RIA
WELLS FARGO ADVISORS	ASHTON THOMAS PRIVATE WEALTH	Nov 15, 2021	Nov 14, 2022	364	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	May 27, 2014	Sep 19, 2014	115	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:153902:MT:2021-11-15	Nov 15, 2021	Nov 14, 2022	HELENA, MT	Firm change

Relationships

Registered with (4)

→ ASHTON THOMAS PRIVATE WEALTHRegistered adviserregistration: previous registration
Nov 14, 2022 to Mar 8, 2023factForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Feb 28, 2023 to Dec 4, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 19, 2014 to Nov 15, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 23, 2013 to May 27, 2014factForm ADV

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
April Cardoza left D.A. Davidson & Co. for Ashton Thomas Private Wealth (registered 2023-11-29)
Form ADVobserved 4 days ago
Occurred
Mar 8, 2023
Advisor changed firm
April Cardoza left Ashton Thomas Private Wealth for D.A. Davidson & Co. (registered 2023-02-28)
Form ADVobserved 4 days ago